Job description

Associate Financial Advisor needed to step into a key role for an Ameriprise Platinum Financial Services® practice in Chino Hills, CA. Advisor was named in a Forbes Best-in-State Wealth Advisor list for 2019-2022. Since 1998, Shah & Associates, a financial advisory practice of Ameriprise Financial Services, LLC. is providing prudent and thoughtful solutions to successful business owners, professionals and retirees. Our Mission is to help clients achieve their dreams for generations to come with personalized service, integrity and knowledge.

Position Description: - We are seeking a full time AFA to add to our team. This is not a sales role.

This role provides client relationship support through finding financial planning solutions for high net worth professionals and small business owners. The associate financial advisor will assist financial advisor in guiding clients through complex tax situations, pension plans, and wealth management. As a key member of the advisory practice, you will be required to coordinate with CPAs, Attorneys, and Pension Administrators to ensure effective implementation of strategies and advice. As an associate financial advisor, you will be instrumental in creating and delivering a unique client experience that defines and differentiates the practice. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and / or performing work activities.

Key Competencies of a successful AFA

• An individual with a deep passion for the profession and work with high net worth client with positive attitude and integrity
• Proactive and inquisitive about markets, financial theory, investment management industry
• Positive attitude and sincere willingness to constantly learn and grow
• Ability to assess client financial situations and analyze portfolios
• Able to work as a team
• Self-confidence and strong interpersonal skills
• Effective and efficient time management
• Ability to adhere to rules and regulations as required by advisor, Ameriprise Financial and FINRA

Qualifications

• Bachelor’s Degree required
• MBA and/or CFP/CFA preferred
• Three or more years of analytical and research experience in an investment related field
• Solid knowledge of financial investing techniques; knowledge and familiarity with the major markets
• Basic understanding of pensions, defined contribution plans and non-profits
• FINRA Series 7, 63 and/or 66 required
• Morningstar, Thomson Reuters, Salesforce, Vestmark experience preferred
• Must be proficient in Microsoft Excel

Compensation

• Stability and opportunity for growth and development within a successful practice
• Competitive salary Salary Range: $90,000-$125,000
• Company sponsored 401k and profit-sharing plan
• Medical benefits

Please submit your cover letter and resume.

Job Type: Full-time

Pay: $90,000.00 - $125,000.00 per year

Benefits:

• Health insurance
• Paid time off
• Professional development assistance
• Retirement plan

Schedule:

• Monday to Friday

Education:

• Bachelor's (Required)

Experience:

• Financial planning: 3 years (Preferred)

License/Certification:

• Series 7, Series 66 (Preferred)
• CFP or CFA (Preferred)

Work Location: One location

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